Deliverables of ISO 27001 Implementation

The following list is a set of ISMS documents and records, which conform to ISO 27001. The content of these documents and their relevance is checked during the certification audit.

Mandatory policies and procedures, required by ISO 27001:2013:

1. Description of the Scope of the ISMS (clause 4.3)
2. Information security policy and objectives (clauses 5.2 and 6.2)
3. Risk assessment and risk treatment methodology (clause 6.1.2)
4. Statement of Applicability (clause 6.1.3d)
5. Risk treatment plan (clauses 6.1.3e and 6.2)
6. Risk assessment report (clause 8.2)

Mandatory documents mentioned in Annex А of the ISO 27001:2013 (ISO 27002:2013):

1. Bring your own device (BYOD) policy (clause A.6.2.1)
2. Mobile device and teleworking policy (clause A.6.2.1)
3. Definition of security roles and responsibilities (clauses A.7.1.2 and A.13.2.4)
4. Acceptable use of assets (clause A.8.1.3)
5. Information classification policy (clauses A.8.2.1, A.8.2.2, and A.8.2.3)
6. Disposal and destruction procedures (clauses A.8.3.2 and A.11.2.7)
7. Access control policy (clause A.9.1.1)
8. Password policy (clauses A.9.2.1, A.9.2.2, A.9.2.4, A.9.3.1, and A.9.4.3)
9. Procedures for working in secure areas (clause A.11.1.5)
10. Clear desk and clear screen policy (clause A.11.2.9)
11. Operating procedures for IT management (clause A.12.1.1)
12. Change management procedures (clauses A.12.1.2 and A.14.2.4)
13. Backup policy (clause A.12.3.1)
14. Information transfer policy (clauses A.13.2.1, A.13.2.2, and A.13.2.3)
15. Secure system engineering principles (clause A.14.2.5)
16. Supplier security policy (clause A.15.1.1)
17. Incident management procedure (clause A.16.1.5)
18. Business continuity procedures (clause A.17.1.2)
19. Statutory, regulatory, and contractual requirements (clause A.18.1.1)

Mandatory records mentioned in ISO 27001:2013 and ISO 27002:2013:

1. Records of training, skills, experience, and qualifications (clause 7.2)
2. Monitoring and measurement results (clause 9.1)
3. Internal audit program (clause 9.2)
4. Results of internal audits (clause 9.2)
5. Results of the management review (clause 9.3)
6. Results of corrective actions (clause 10.1)
7. Inventory of assets (clause A.8.1.1)
8. Logs of user activities, exceptions, and security events (clauses A.12.4.1 and A.12.4.3)

Recommended documents:

1. Procedure for document control (clause 7.5)
2. Controls for managing records (clause 7.5)
3. Procedure for internal security audit (clause 9.2)
4. Procedure for corrective action (clause 10.1)
5. Business impact analysis (clause A.17.1.1)
6. Exercising and testing plan (clause A.17.1.3)
7. Maintenance and review plan (clause A.17.1.3)
8. Business continuity strategy (clause A.17.2.1)

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